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Peter Theodore Arbes

Neuberger Berman BD LLC

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About Peter Theodore Arbes

Peter Theodore Arbes has been in the financial services industry since 1993 and is currently registered with Neuberger Berman BD LLC. Peter has experience in providing investment advice and securities brokerage services. Peter's expertise includes direct participation programs and futures managed funds.

Firm Information

Peter Arbes is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Arbes’s Registration & Firm History

FL

03/26/2021 - Present

Neuberger Berman BD LLC (TAMPA FL)

NY

12/07/2000 - 08/02/2002

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

05/22/1998 - 12/07/2000

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

CA

03/03/1997 - 02/18/1998

BANCBOSTON SECURITIES INC. (SAN FRANCISCO CA)

NY

02/03/1992 - 04/14/1996

CHEMICAL SECURITIES, INC. (NEW YORK NY)

NA

08/26/1985 - 01/16/1987

CATOCTIN SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 08/26/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/20/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/1985

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 01/31/1992

Series 7 - General Securities Representative Examination

BC

Issued 08/01/1985

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Theodore Arbes.
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