Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Terence Moore is a financial professional with over 10 years of experience in the financial services industry. Currently, Peter is registered with Fidelity Brokerage Services LLC, a firm with a national reach. Prior to his current role, Peter held positions at Solium Financial Services LLC, BTIG, LLC and UBS Securities LLC. Peter holds Series 7, Series 63, and SIE licenses. He is currently registered in 10 states, including Connecticut, Kentucky, Massachusetts, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/16/2018 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
NJ
05/16/2017 - 06/13/2018
SOLIUM FINANCIAL SERVICES LLC (WOODCLIFF LAKE NJ)
NY
06/25/2009 - 02/24/2011
BTIG, LLC (NEW YORK NY)
NY
06/23/2009 - 06/24/2009
BTIG, LLC (NEW YORK NY)
CT
08/11/2004 - 05/27/2008
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 09/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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