Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Mulvey is a financial professional with over 10 years of experience in the financial services industry. Peter is currently registered with Wells Fargo Securities, LLC and holds the Series 99, Series 99TO, and SIE licenses. Prior to joining Wells Fargo Securities, LLC, Peter was registered with J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
05/23/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
06/19/2012 - 04/17/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 05/23/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/23/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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