Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Swansen is a financial professional with over 18 years of experience in the financial services industry. Peter is currently registered with Equity Services, Inc. Peter is a registered representative and investment advisor representative. Peter has served clients with MML Investors Services, LLC, Metlife Securities Inc., and Metropolitan Life Insurance Company. Peter holds Series 6, 63, 26 and 65 licenses. Peter has expertise in financial planning, retirement planning, insurance, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/22/2021 - Present
Equity Services, Inc. (WHITE PLAINS NY)
NY
01/15/2015 - 04/02/2019
MML INVESTORS SERVICES, LLC (TARRYTOWN NY)
NY
12/20/2002 - 12/23/2014
METLIFE SECURITIES INC. (ELMSFORD NY)
NY
12/20/2002 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WHITE PLAINS NY)
IA
Issued 10/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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