Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Stutz is a financial advisor in the state of California. Peter has been in the industry since 1993. Peter is currently registered with The Leaders Group, Inc. and previously was registered with Legg Mason Investor Services, LLC and Legg Mason Wood Walker, Incorporated. Peter's professional licenses include Series 3, Series 7, Series 63 and Series 7TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/12/2024 - Present
THE Leaders Group, Inc. (Los Angeles CA)
CA
12/01/2005 - 12/31/2006
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
MD
05/18/2004 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 07/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/14/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/07/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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