Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Stewart is a financial advisor currently registered with Wells Fargo Clearing Services, LLC and has been in the industry for over 30 years. Peter has experience with a wide range of financial services, including portfolio management for individuals and businesses, investment consulting, and pension consulting. He has held previous registrations with Securities America, Inc. and WM Financial Services, Inc. and has a strong background in both securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/03/2018 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
01/11/2007 - 03/09/2018
SECURITIES AMERICA, INC. (CHARLOTTE NC)
CA
03/28/2002 - 11/17/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
TX
01/06/1989 - 03/27/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
04/26/1988 - 09/15/1988
THE STUART-JAMES COMPANY, INCORPORATED
IA
Issued 11/04/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2002
Series 24 - General Securities Principal Examination
BC
Issued 08/02/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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