Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Cain is a financial advisor in the Detroit, Michigan area. Cain has been working in the financial industry since 1984. Cain is currently registered with Osaic Wealth, Inc. Cain has held previous registrations with several other firms, including Woodbury Financial Services, Inc., AXA Advisors, LLC, MONY Securities Corporation, and The Mutual Life Insurance Company of New York. Cain is a licensed investment advisor, holding the Series 6, 7, 22, 63, 65, and 66 securities licenses. Cain has a strong background in financial planning, investment management, and portfolio management. Cain provides financial advice and services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
06/04/2024 - Present
Osaic Wealth, Inc. (DETROIT MI)
MI
02/06/2006 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (DETROIT MI)
NY
06/01/2005 - 02/21/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
06/24/1988 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
06/24/1988 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
05/13/1988 - 08/15/1988
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
07/17/1984 - 05/23/1988
FORTH FINANCIAL SECURITIES, CORPORATION
BOTH
Issued 3/8/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/23/2005
Series 7 - General Securities Representative Examination
BC
Issued 7/14/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 7/9/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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