Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Cain is a financial advisor with over 38 years of experience in the industry. Peter is currently registered with Osaic Wealth, Inc. Peter previously worked for Woodbury Financial Services, Inc., AXA Advisors, LLC, MONY Securities Corporation, The Mutual Life Insurance Company of New York, Connecticut Mutual Financial Services, Inc. and Forth Financial Securities, Corporation. Peter provides financial planning, portfolio management, and pension consulting services to individuals, businesses, and retirement plans. Peter is a registered representative with FINRA and has passed the Series 6, 7, 22, 63, 65, and 66 examinations. Peter is also a registered investment advisor representative with the state of Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
06/04/2024 - Present
Osaic Wealth, Inc. (DETROIT MI)
MI
02/06/2006 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (DETROIT MI)
NY
06/01/2005 - 02/21/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
06/24/1988 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
06/24/1988 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
05/13/1988 - 08/15/1988
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
07/17/1984 - 05/23/1988
FORTH FINANCIAL SECURITIES, CORPORATION
BOTH
Issued 03/08/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/09/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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