Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Taft is a financial advisor with Purshe Kaplan Sterling Investments, a firm that has been in business for over 30 years. Peter is a Series 6, 63, and 65 licensed advisor and holds the SIE designation. Peter has been working in the financial services industry since June 2007. Peter has a broad range of experience and has held licenses in 14 states. Peter is dedicated to providing clients with personalized financial advice to help them reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/27/2008 - Present
Purshe Kaplan Sterling Investments (ALBANY NY)
BC
Issued 08/11/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/07/2007
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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