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Peter Singleton Austin

T. Rowe Price Investment Services, Inc.

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About Peter Singleton Austin

Peter Singleton Austin is a financial advisor with over 20 years of experience in the industry. Peter currently works at T. Rowe Price Investment Services, Inc. in Baltimore, MD. Peter has held several positions in the financial services industry, working for companies including MBSC Securities Corporation, Mellon Funds Distributor, L.P., Mellon Securities LLC, and Dreyfus Service Corporation. Peter's experience spans across multiple states, including Massachusetts, Pennsylvania, New Jersey, New York, California, and Maryland. Peter holds Series 7, 63, and 24 licenses and is registered to sell securities in California and Maryland.

Firm Information

Peter Austin is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Austin’s Registration & Firm History

MD

10/20/2011 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

MA

07/02/2007 - 09/20/2011

MBSC SECURITIES CORPORATION (BOSTON MA)

PA

12/12/2005 - 07/02/2007

MELLON FUNDS DISTRIBUTOR, L.P. (PITTSBURGH PA)

NJ

09/30/2004 - 12/31/2005

MELLON SECURITIES LLC (JERSEY CITY NJ)

NY

11/19/2002 - 03/02/2004

DREYFUS SERVICE CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/26/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Singleton Austin.
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