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Peter Shu

Nylife Securities LLC

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About Peter Shu

Peter Shu is a registered representative with Nylife Securities LLC. Peter has been in the industry since August 25, 2011, and holds the Series 6, Series 63, and SIE licenses. Peter is registered to do business in New York, New Jersey, and California.

Firm Information

Peter Shu is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Shu’s Registration & Firm History

NY

08/25/2011 - Present

Nylife Securities LLC (BROOKLYN NY)

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Licenses & Designations

BC

Issued 09/15/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Shu.
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