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Peter Sherman Smith

Butler Capital Partners

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About Peter Sherman Smith

Peter Smith is an experienced financial advisor with a career spanning over 20 years in the industry. Peter is currently registered with Butler Capital Partners. Before joining Butler Capital Partners, Peter was associated with Albright Securities LLC in Washington, DC. Peter's previous experience includes roles at Matrix Capital Group, Inc. in New York, NY, Shields & Company in New York, NY, Gilford Securities Incorporated in New York, NY, Charles Schwab & Co., Inc. in Westlake, TX, Smith Barney Shearson Inc. in New York, NY, Lehman Brothers Inc. in New York, NY, and Olde Discount Corporation in Detroit, MI. Peter holds FINRA Series 63, SIE, and Series 7 licenses.

Firm Information

Peter Smith is currently registered with Butler Capital Partners. Butler Capital Partners is a Limited Liability Company formed in April 2001. The firm is registered in California, Connecticut, District of Columbia, Florida, Illinois, Iowa, Massachusetts, Michigan, New Jersey, New York, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington, and Wisconsin. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Smith’s Registration & Firm History

NY

03/28/2024 - Present

Butler Capital Partners (OLD WESTBURY NY)

DC

02/03/2011 - 02/07/2023

ALBRIGHT SECURITIES LLC (WASHINGTON DC)

NY

08/04/2009 - 02/01/2011

MATRIX CAPITAL GROUP, INC. (NEW YORK NY)

NY

06/14/2001 - 02/20/2002

SHIELDS & COMPANY (NEW YORK NY)

NY

05/20/1997 - 06/30/1999

GILFORD SECURITIES INCORPORATED (NEW YORK NY)

TX

08/27/1993 - 05/19/1997

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NY

07/31/1993 - 09/29/1993

SMITH BARNEY SHEARSON INC. (NEW YORK NY)

NY

06/02/1993 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

MI

06/17/1992 - 11/03/1992

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 07/17/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Sherman Smith.
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