Unclaimed
Peter Shapiro is a financial professional with over 20 years of experience in the financial services industry. Peter is currently registered with State Farm VP Management Corp. Peter has held previous positions with Northwestern Mutual Investment Services, LLC, NYLIFE Securities LLC, Arbor Research & Trading, LLC, Cantor Fitzgerald & Co., ABN AMRO Incorporated, Carr Futures Inc. and Dean Witter Reynolds Inc. Peter has a strong background in securities and investment products, including variable contracts, and commodities. Peter is a Series 6, Series 7, Series 3 and Series 63 licensed professional. Peter is registered with the state of Illinois and has an active registration with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/12/2024 - Present
State Farm VP Management Corp. (BLOOMINGTON IL)
IL
12/09/2022 - 11/01/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DOWNERS GROVE IL)
IL
07/06/2018 - 09/29/2022
NYLIFE SECURITIES LLC (SCHAUMBURG IL)
IL
04/27/2005 - 05/01/2017
ARBOR RESEARCH & TRADING, LLC (CHICAGO IL)
NY
03/18/2003 - 12/17/2003
CANTOR FITZGERALD & CO. (NEW YORK NY)
CT
09/27/2001 - 03/18/2003
ABN AMRO INCORPORATED (STAMFORD CT)
IL
08/01/1997 - 04/16/1998
CARR FUTURES INC. (CHICAGO IL)
NY
03/12/1996 - 08/01/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 08/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2003
Series 3 - National Commodity Futures Examination
BC
Issued 03/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Peter Shapiro is the right advisor for you? Invested Better is here to help.