Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Winters is an investment advisor representative with John Hancock Investment Management LLC. Peter has been in the securities industry since October 1994. Peter has passed the Series 63, 65, and 66 exams, and the Series 24 exam. Peter has been registered in Florida and Massachusetts since 2012 and 2018, respectively. In addition to John Hancock Investment Management LLC, Peter has been employed by OppenheimerFunds Distributor, Inc., CitiCorp Investment Services, First Union Securities, Inc., First Union Brokerage Services, Inc., Multi-Bank Securities, Inc., Barron Chase Securities, Inc., Program Trading Corp., and Chatfield Dean & Co., Inc. Peter is also a passive investor in Forbici LLC, aka Better Byrd LLC, Next Level Brands, and Thumbstoppers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
11/08/2018 - Present
John Hancock Investment Management LLC (BOSTON MA)
NY
09/12/2003 - 04/25/2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
04/08/2002 - 05/07/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MO
10/01/2000 - 04/09/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/12/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MI
05/01/1998 - 08/17/1998
MULTI-BANK SECURITIES, INC. (SOUTHFIELD MI)
FL
04/18/1994 - 02/23/1998
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
FL
05/01/1995 - 11/02/1995
PROGRAM TRADING CORP. (BOCA RATON FL)
CO
10/22/1993 - 05/02/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 11/06/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/01/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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