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Peter Scott Glinert

Daiwa Capital Markets America Inc.

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About Peter Scott Glinert

Peter Glinert is a financial professional with over 40 years of experience in the industry. He is currently registered with Daiwa Capital Markets America Inc., where he is based in Palm Beach Gardens, FL. Peter has a strong background in the financial services industry, having worked for several well-known firms, including FTN Financial Securities Corp., Maxim Group LLC, Barclays Capital Inc., and SBC Warburg Dillon Read Inc. Peter is a Series 7, Series 24, and Series 63 licensed professional. Peter is a valuable resource for clients seeking guidance on their investment needs.

Firm Information

Peter Glinert is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Glinert’s Registration & Firm History

FL

10/11/2017 - Present

Daiwa Capital Markets America Inc. (Palm Beach Gardens FL)

NY

09/25/2009 - 08/11/2017

FTN FINANCIAL SECURITIES CORP (NEW YORK NY)

NY

11/19/2008 - 10/14/2009

MAXIM GROUP LLC (NEW YORK NY)

NY

06/01/1998 - 12/18/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

CT

09/02/1997 - 06/22/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

NY

01/03/1995 - 09/02/1997

SBC WARBURG, INC. (NEW YORK NY)

NY

04/12/1994 - 01/03/1995

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)

MD

10/05/1992 - 03/16/1994

CHASE SECURITIES, INC. (NEW YORK MD)

NY

05/22/1985 - 08/25/1992

OPPENHEIMER & CO., INC. (NEW YORK NY)

NA

01/28/1983 - 03/08/1985

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 05/28/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Peter Scott Glinert. Review regulatory record here.
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