Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Schaffer is a financial advisor with Avantax Investment Services, Inc. located in Dallas, Texas. Peter has been working in the financial services industry since 1996. Peter has a wide range of experience in the financial services industry, including working with clients on investments, retirement planning, and insurance. Peter is committed to providing personalized financial advice to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/09/2022 - Present
Avantax Investment Services, Inc. (DALLAS TX)
CA
06/21/2016 - 03/26/2021
LPL FINANCIAL LLC (SAN DIEGO CA)
WA
12/04/2013 - 06/07/2016
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (SEATTLE WA)
WA
03/01/2012 - 12/02/2013
RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS (SEATTLE WA)
WA
08/12/2011 - 06/01/2012
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (SEATTLE WA)
CA
10/20/2004 - 07/11/2011
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
TX
12/07/2000 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
02/25/2000 - 10/23/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
AR
09/11/1995 - 01/05/2000
STEPHENS INC. (LITTLE ROCK AR)
CA
06/07/1993 - 09/07/1995
PHOENIX SECURITIES, INC. (SAN RAFAEL CA)
BC
Issued 06/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1993
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure Peter Schaffer is the right advisor for you? Invested Better is here to help.
