Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Sarsby is a financial advisor registered with J.p. Morgan Securities LLC. Peter has been in the financial services industry since April 12, 2011. Peter has a Series 7 and Series 63 license. Peter is registered to provide investment advice in California and Texas. Peter is also registered with the Securities and Exchange Commission (SEC) as an Investment Adviser Representative (IAR). Peter's previous experience includes working with Credit Suisse Securities (USA) LLC, Merus Capital Partners, LLC, Chimera Securities, LLC, and Goldman, Sachs & Co.. Peter has a wide range of experience in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
04/08/2024 - Present
J.p. Morgan Securities LLC (San Francisco CA)
CA
10/11/2016 - 06/08/2021
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NY
06/26/2013 - 03/24/2014
MERUS CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
09/07/2011 - 06/25/2013
CHIMERA SECURITIES, LLC (NEW YORK NY)
NY
06/30/2008 - 06/13/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 03/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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