Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Nam is a financial advisor based in Irvine, CA. Peter has been working in the financial services industry since 2007. Peter is currently registered with Capstone Partners and has been with the firm since 2018. Before joining Capstone Partners, Peter worked at Headwaters BD, LLC and Kerlin Capital Group LLC. Peter holds Series 7, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/18/2018 - Present
Capstone Partners (Irvine CA)
CA
06/09/2008 - 11/14/2018
HEADWATERS BD, LLC (IRVINE CA)
CA
09/27/2005 - 07/12/2006
KERLIN CAPITAL GROUP LLC (LAGUNA BEACH CA)
FL
03/23/2004 - 11/01/2004
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
BC
Issued 05/01/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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