Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Russell Smith is a financial advisor with over 15 years of experience in the financial services industry. Peter is currently registered with MML Investors Services, LLC in Costa Mesa, CA. Peter's previous experience includes roles at PACIFIC SELECT DISTRIBUTORS, LLC and HORNOR, TOWNSEND & KENT, INC. Peter is licensed to sell securities in the state of California and holds Series 6, 7 and 63 licenses as well as the SIE exam. Peter is dedicated to helping clients reach their financial goals and offers a variety of services including financial planning, asset allocation programs, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
06/26/2017 - Present
MML Investors Services, LLC (Costa Mesa CA)
CA
01/10/2014 - 01/27/2017
PACIFIC SELECT DISTRIBUTORS, LLC (LOS ANGELS CA)
CA
03/23/2007 - 01/16/2014
HORNOR, TOWNSEND & KENT, INC. (WALNUT CREEK CA)
BC
Issued 04/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/22/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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