Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Russell Alberding is a financial advisor with over 30 years of experience in the industry. Peter is currently registered with Raymond James & Associates, Inc. and previously worked with UBS Financial Services Inc., Smith Barney Inc., BayBanks Brokerage Services, Inc., Liberty Securities Corporation, American Express Financial Advisors Inc. and IDS Life Insurance Company. Peter holds Series 3, 7, 8, 9, 10, 63 and 65 licenses and is registered in 26 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/03/2017 - Present
Raymond James & Associates, Inc. (BOSTON MA)
MA
07/11/1997 - 03/27/2014
UBS FINANCIAL SERVICES INC. (BOSTON MA)
NY
07/28/1995 - 07/21/1997
SMITH BARNEY INC. (NEW YORK NY)
NA
07/06/1994 - 07/17/1995
BAYBANKS BROKERAGE SERVICES, INC.
NY
06/21/1994 - 07/18/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MN
02/19/1993 - 06/29/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/19/1993 - 06/29/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/20/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2001
Series 3 - National Commodity Futures Examination
BC
Issued 02/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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