Unclaimed
Peter Ruga Gentile is a financial advisor at GWN Securities Inc. Peter has been in the financial services industry since 1998. Peter's current registrations include Connecticut and New York for both Broker-dealer and Investment Advisor. Peter has previously worked at National Securities Corporation and Prime Capital Services, Inc., both in Norwalk, CT. Peter has passed exams for Series 6, Series 63, Series 65, and SIE. In addition to his work at GWN Securities Inc, Peter also provides tax preparation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
CT
12/02/2021 - Present
GWN Securities Inc. (NORWALK CT)
CT
11/22/2013 - 06/17/2015
NATIONAL SECURITIES CORPORATION (NORWALK CT)
CT
06/04/1998 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (NORWALK CT)
IA
Issued 11/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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