Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Ross Smith is a financial advisor with Ameriprise Financial Services, LLC, specializing in providing investment and financial planning advice. Peter has been in the financial services industry since 1982, with experience at several firms including Citigroup Global Markets Inc., Lehman Brothers Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Peter has extensive experience in the investment management field, including portfolio management for individuals, businesses and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
10/05/2009 - Present
Ameriprise Financial Services, LLC (Tacoma WA)
WA
04/09/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (TACOMA WA)
WA
07/31/1993 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (TACOMA WA)
NY
04/09/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/09/1982 - 03/24/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/25/1982 - 10/26/1982
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 01/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1983
Series 5 - Interest Rate Options Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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