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Peter Robert Gough

Marex Capital Markets Inc.

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About Peter Robert Gough

Peter Robert Gough is a financial professional with over 10 years of experience in the industry. Peter Gough is currently registered with Marex Capital Markets Inc. and holds Series 7, 24, 30, and 63 licenses. Peter Gough is registered in Illinois and New York.

Firm Information

Peter Gough is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Gough’s Registration & Firm History

IL

11/14/2019 - Present

Marex Capital Markets Inc. (Chicago IL)

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Licenses & Designations

BC

Issued 11/30/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/17/2021

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2013

Series 30 - NFA Branch Manager Examination

BC

Issued 11/14/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/26/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Robert Gough.
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