Unclaimed
Peter Robert Gough is a financial professional with over 10 years of experience in the industry. Peter Gough is currently registered with Marex Capital Markets Inc. and holds Series 7, 24, 30, and 63 licenses. Peter Gough is registered in Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/14/2019 - Present
Marex Capital Markets Inc. (Chicago IL)
BC
Issued 11/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2021
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2013
Series 30 - NFA Branch Manager Examination
BC
Issued 11/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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