Unclaimed
Peter Sullivan is a financial professional with over 7 years of experience in the industry. Peter is currently registered with Canaccord Genuity LLC in New York, NY. Peter is also registered in Illinois and New York. Previously, Peter was employed with PETSKY PRUNIER SECURITIES, LLC in New York, NY. Peter is licensed to sell securities in both the United States and Canada. Peter has passed the Series 63, Series 24, SIE, and Series 79 exams. Peter holds a number of designations, including Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/22/2019 - Present
Canaccord Genuity LLC (New York NY)
NY
09/17/2015 - 03/14/2019
PETSKY PRUNIER SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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