Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Richard Roberti is a financial advisor at Wells Fargo Clearing Services, LLC. Peter has been in the financial services industry since December 5, 1987. Peter is registered in Arizona, New Jersey and New York. Peter has experience with a variety of firms including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Prudential Securities Incorporated, Dean Witter Reynolds Inc., Fahnestock & Co., Inc., J. T. Moran & Co., Inc., and Sherwood Capital, Inc. Peter holds the Series 7, Series 31, Series 63, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (GILBERT AZ)
NY
06/01/2009 - 12/19/2011
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
NY
11/25/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
01/17/1994 - 11/13/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/28/1990 - 01/18/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
01/22/1990 - 04/09/1990
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
05/20/1988 - 02/24/1990
J. T. MORAN & CO., INC.
NA
11/25/1987 - 05/23/1988
SHERWOOD CAPITAL, INC.
IA
Issued 09/15/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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