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Peter Richard Lawson

Barclays Capital Inc.

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About Peter Richard Lawson

Peter Richard Lawson is a securities professional with over 15 years of experience in the financial industry. Peter has worked at several prominent firms including SunTrust Robinson Humphrey, Inc., Mizuho Securities USA Inc., and Thomas Weisel Partners LLC. Peter currently works at Barclays Capital Inc. as a registered representative. Peter is licensed in all 50 states and the District of Columbia. Peter holds the Series 7, Series 86, Series 87, and SIE licenses, along with the Series 63 license.

Firm Information

Peter Lawson is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Lawson’s Registration & Firm History

NY

12/03/2019 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

10/05/2015 - 09/05/2019

SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)

NY

08/19/2010 - 09/22/2015

MIZUHO SECURITIES USA INC. (NEW YORK NY)

NY

07/19/2004 - 07/20/2010

THOMAS WEISEL PARTNERS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/04/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/16/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter Richard Lawson.
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