Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Raymundo Castillo is a financial advisor with over 20 years of experience in the industry. Peter currently works with LPL Financial LLC, a firm with over $50 billion in assets under management. Peter has held previous positions with Citigroup Global Markets Inc., Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, UnionBanc Investment Services, LLC, WM Financial Services, Inc., Morgan Stanley DW Inc., Prudential Securities Incorporated, and Pruco Securities Corporation. Peter is licensed in several states and holds the Series 31, Series 7, Series 63, and Series 65 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
04/13/2021 - Present
LPL Financial LLC (HACIENDA HEIGHTS CA)
CA
04/01/2014 - 02/10/2017
CITIGROUP GLOBAL MARKETS INC. (WHITTIER CA)
CA
01/03/2011 - 04/01/2014
WELLS FARGO ADVISORS, LLC (ONTARIO CA)
CA
02/26/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PASADENA CA)
CA
01/04/2007 - 02/25/2008
UNIONBANC INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
02/28/2006 - 12/15/2006
WM FINANCIAL SERVICES, INC. (ANAHEIM CA)
CA
08/02/2005 - 02/21/2006
WELLS FARGO INVESTMENTS, LLC (CITY OF INDUSTRY CA)
CA
06/12/2003 - 08/05/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
09/13/2000 - 11/21/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/03/1999 - 09/12/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/23/1999 - 10/22/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 09/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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