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Peter Raymond Reilly

Barclays Capital Inc.

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About Peter Raymond Reilly

Peter Reilly is a financial professional with over 25 years of experience in the industry. Currently, Peter is registered with Barclays Capital Inc. and is licensed to conduct business in all 50 states and the District of Columbia. Prior to joining Barclays, Peter was employed by several leading financial institutions, including J.P. Morgan Securities LLC and Citigroup Global Markets Inc. Peter holds the Series 7, 52, 53, 63, and SIE licenses and has extensive experience in investment banking and municipal securities.

Firm Information

Peter Reilly is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Reilly’s Registration & Firm History

CA

06/26/2023 - Present

Barclays Capital Inc. (SAN FRANCISCO CA)

CA

10/22/2008 - 06/21/2023

J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)

CA

06/12/2003 - 09/09/2008

CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)

NY

05/01/2001 - 05/16/2003

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/18/1997 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/15/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/17/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter Raymond Reilly.
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