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Peter Randall Kris

Alps Distributors, Inc.

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About Peter Randall Kris

Peter Randall Kris is a registered representative with Alps Distributors, Inc. Peter has over 15 years of experience in the financial services industry. Peter holds the Series 6 and Series 63 securities licenses. Prior to joining Alps Distributors, Inc., Peter held positions at Arbor Court Capital, LLC, Foreside Fund Services, LLC, and Rafferty Capital Markets, LLC. Peter is registered to sell securities in 51 states.

Firm Information

Peter Kris is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Kris’s Registration & Firm History

CO

03/10/2023 - Present

Alps Distributors, Inc. (DENVER CO)

OH

01/06/2020 - 03/22/2021

ARBOR COURT CAPITAL, LLC (BROADVIEW HEIGHTS OH)

TX

05/07/2018 - 12/31/2019

FORESIDE FUND SERVICES, LLC (Dallas TX)

TN

06/27/2014 - 05/22/2017

ALPS DISTRIBUTORS, INC. (Memphis TN)

NY

01/23/2012 - 05/08/2014

RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)

CA

11/10/2010 - 01/24/2012

PINEBRIDGE SECURITIES LLC (CORTE MADERA CA)

ME

11/20/2007 - 12/31/2009

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

ME

11/30/2005 - 01/30/2006

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

CA

06/24/1992 - 02/29/1996

BERKELEY FINANCIAL SERVICES LIMITED (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 03/20/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Randall Kris.
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