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Peter Ralph Gordon

Seia

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About Peter Ralph Gordon

Peter Ralph Gordon is a financial advisor with over 20 years of experience in the industry. Peter is currently registered with Seia, a firm that provides investment advisory services to individuals, businesses, and charitable organizations. Peter has a wide range of experience in financial planning, portfolio management, and investment advisory services. Peter has held previous roles at OSAIC WEALTH, INC., JOHN HANCOCK DISTRIBUTORS LLC, and SIGNATOR INVESTORS, INC. Peter has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Peter Gordon is currently registered with Seia. Seia is a financial advisory firm based in Los Angeles, California. They offer financial planning, educational seminars, selection of other advisers, and portfolio management for individuals and businesses. Seia has a total of 103 registered representatives and manages approximately $14.2 billion in assets. The firm primarily serves high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Seia

2121 AVENUE OF THE STARS

LOS ANGELES, CA 90067

$14.21B

Assets Under Management

74

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Gordon’s Registration & Firm History

HI

01/02/2025 - Present

Seia (Honolulu HI)

CA

12/22/2020 - 07/20/2023

OSAIC WEALTH, INC. (LOS ANGELES CA)

MA

12/16/2011 - 01/07/2019

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

09/28/2006 - 09/27/2011

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

02/24/2000 - 09/28/2006

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

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Licenses & Designations

BOTH

Issued 05/24/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/05/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 02/23/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Ralph Gordon.
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