Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Shea is a financial professional with over 9 years of experience in the industry. Peter is currently registered with Franklin Distributors, LLC. Peter previously worked with FIRST BROKERS SECURITIES LLC, TULLETT PREBON FINANCIAL SERVICES LLC, CREDITEX SECURITIES CORPORATION and WUNDERLICH SECURITIES, INC. Peter holds licenses for Series 63, Series 24, SIE and Series 7 and is registered with the Financial Industry Regulatory Authority (FINRA) and 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/25/2023 - Present
Franklin Distributors, LLC (New York NY)
NJ
01/10/2023 - 02/27/2023
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
NJ
10/11/2016 - 12/17/2020
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
NY
09/01/2016 - 10/06/2016
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
07/09/2012 - 09/15/2016
CREDITEX SECURITIES CORPORATION (NEW YORK NY)
NY
11/05/2011 - 07/05/2012
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
BC
Issued 10/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/10/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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