Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter R Maher is a financial advisor who has been in the industry since 1995. Peter is currently registered with Charles Schwab & Co., Inc. Peter has previously been registered with TD Ameritrade, Inc., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, FIRST SOUTHWEST COMPANY, CONTINENTAL INVESTORS SERVICES, INC., MATRIX CAPITAL GROUP, INC., FIXED INCOME SECURITIES, INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and CHAPDELAINE & CO.. Peter is also registered in 53 states and Washington D.C. Peter is a Registered Representative (RA) and an Investment Advisor Representative (IAR) in Colorado. Peter's practice focuses on financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
01/09/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NE
06/12/2019 - 01/11/2022
TD AMERITRADE, INC. (OMAHA NE)
CO
02/09/2011 - 05/28/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
01/19/2010 - 06/07/2010
FIRST SOUTHWEST COMPANY (GREENWOOD VILLAGE CO)
CO
07/13/2009 - 01/06/2010
CONTINENTAL INVESTORS SERVICES, INC. (GREENWOOD VILLAGE CO)
NY
05/14/2009 - 07/09/2009
MATRIX CAPITAL GROUP, INC. (NEW YORK NY)
CO
02/01/2007 - 05/16/2008
FIXED INCOME SECURITIES, INC. (MONUMENT CO)
CO
08/02/2000 - 02/07/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
MN
05/14/1999 - 11/30/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/14/1999 - 11/30/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
06/22/1992 - 12/02/1998
CHAPDELAINE & CO. (NEW YORK NY)
BOTH
Issued 08/14/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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