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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Pin Chen is a financial advisor with over 20 years of experience in the industry. Peter Chen is currently registered with Stonemark Wealth Management in Pasadena, California. Peter Chen is also registered with the state of Texas as an Investment Advisor Representative. Prior to joining Stonemark Wealth Management, Peter Chen has held positions at several other firms including Key West Investments, Girard Securities, Sentinel Securities, Southwest Securities and M.L. Stern & Co. Peter Chen specializes in providing financial planning, portfolio management, and selection of other advisors to both individual and business clients. Peter Chen holds Series 7 and 63 licenses, as well as the SIE and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/14/2020 - Present
Stonemark Wealth Management (PASADENA CA)
CA
02/18/2014 - 04/29/2014
KEY WEST INVESTMENTS, LLC (SAN GABRIEL CA)
CA
05/18/2011 - 01/28/2014
GIRARD SECURITIES, INC. (PASADENA CA)
CA
06/02/2010 - 05/02/2011
SENTINEL SECURITIES, INC. (PASENDA CA)
CA
12/10/2008 - 07/07/2009
SOUTHWEST SECURITIES, INC. (BEVERLY HILLS CA)
CA
04/07/2000 - 04/03/2009
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
CA
01/01/1999 - 01/20/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
08/13/1998 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
TX
10/06/1997 - 08/07/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 03/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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