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Peter Phillips

Truist Securities, Inc.

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About Peter Phillips

Peter Phillips is a financial professional with over 15 years of experience in the industry. Peter is currently registered with Truist Securities, Inc. and has been with them since May of 2022. Prior to that, Peter was employed at Hilltop Securities, Inc., Wells Fargo Securities, LLC and Wells Fargo Institutional Securities, LLC. Peter holds the Series 7, 52TO, 57TO, 79TO, 99TO, and SIE securities licenses as well as a Series 63 license. Peter is registered in 52 states and jurisdictions.

Firm Information

Peter Phillips is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Phillips’s Registration & Firm History

NC

05/06/2022 - Present

Truist Securities, Inc. (CHARLOTTE NC)

NC

10/07/2020 - 05/20/2022

HILLTOP SECURITIES INC. (CHARLOTTE NC)

NC

06/22/2007 - 09/02/2020

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NC

10/30/2009 - 12/04/2009

WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/31/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Phillips.
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