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Peter Phillip Waters

Nuveen Securities, LLC

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About Peter Phillip Waters

Peter Phillip Waters is a financial advisor registered with Nuveen Securities, LLC and is based in Chicago, Illinois. Peter has been in the financial industry for less than a year and holds the Series 7TO and SIE licenses.

Firm Information

Peter Waters is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Waters’s Registration & Firm History

IL

01/24/2022 - Present

Nuveen Securities, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/19/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Phillip Waters.
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