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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Peabody Kelley is a financial advisor with over 35 years of experience in the financial services industry. Kelley is currently registered with UBS Financial Services Inc. and has been with the firm since 2009. Prior to UBS, Kelley worked at Citigroup Global Markets Inc. and Lehman Brothers Inc. Kelley holds a variety of licenses and certifications including the Series 7, 31, and 65. Kelley is also a registered Investment Advisor in Vermont and Texas. Kelley specializes in financial planning, portfolio management, and pension consulting. Kelley provides services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VT
03/19/2009 - Present
UBS Financial Services Inc. (RUTLAND VT)
VT
07/31/1993 - 04/13/2009
CITIGROUP GLOBAL MARKETS INC. (RUTLAND VT)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/06/1985 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
11/21/1984 - 09/13/1985
NORTH AMERICAN INVESTMENT CORP.
IA
Issued 11/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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