Unclaimed
Peter Paul Sarle is a licensed financial professional with over 30 years of experience in the financial services industry. Peter has held positions at several reputable firms, including Rafferty Capital Markets, LLC, Intercapital Government Securities Inc., and Garban LLC. Currently, Peter is a registered representative with Dealerweb Inc., a firm specializing in providing technology solutions for the financial industry. Peter holds the Series 72 license, demonstrating his expertise in government securities. Peter's experience and qualifications make him a valuable resource for individuals seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/11/2011 - Present
Dealerweb Inc. (GARDEN CITY NY)
NY
04/08/2005 - 10/10/2011
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
NY
08/05/1987 - 02/07/2000
INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)
NY
09/01/1999 - 02/02/2000
GARBAN LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2004
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
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