Unclaimed
Peter Pakkeung Chan is a financial advisor based in Tucson, Arizona, and has been in the industry since December 9, 1994. Peter is currently registered with Nylife Securities LLC. Peter holds Series 6 and Series 63 licenses and has been registered in Arizona, California, Hawaii and Nevada. Prior to joining Nylife Securities LLC, Peter was also registered with NYLIFE DISTRIBUTORS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
12/24/2013 - Present
Nylife Securities LLC (TUCSON AZ)
AZ
05/02/2013 - 12/05/2013
NYLIFE SECURITIES LLC (TUCSON AZ)
NJ
11/11/2009 - 11/26/2012
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
AZ
05/24/1994 - 10/15/2009
NYLIFE SECURITIES LLC (TUCSON AZ)
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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