Unclaimed
Peter Szewczyk is a registered representative with Capital One Securities, Inc. with over 8 years of experience in the financial services industry. Peter is licensed to provide investment advice and services in 11 states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas and Virginia. Peter holds the Series 79, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/24/2014 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 01/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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