Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Cataldi is a registered representative with Mizuho Securities USA LLC. Peter has been in the securities industry since June 17, 2019. Peter has passed the Series 63, Series 79 and SIE exams and is registered in all 52 states and the District of Columbia. Peter was previously employed by CREDIT SUISSE SECURITIES (USA) LLC in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/29/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
TX
08/06/2018 - 03/18/2020
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
BC
Issued 05/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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