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Peter P Butler

Nomura Securities International, Inc.

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About Peter P Butler

Peter P. Butler is an active broker and investment advisor representative. Peter is currently registered with Nomura Securities International, Inc., and has been in the industry since August 9, 2004. Prior to Nomura Securities International, Inc., Peter worked at Stifel, Nicolaus & Company, Incorporated and UBS Securities LLC. Peter has experience in a variety of financial products and services and is committed to providing clients with personalized advice and strategies.

Firm Information

Peter Butler is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Peter Butler’s Registration & Firm History

IL

10/13/2009 - Present

Nomura Securities International, Inc. (CHICAGO IL)

IL

12/03/2008 - 10/07/2009

STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)

IL

08/16/2006 - 12/03/2008

UBS SECURITIES LLC (CHICAGO IL)

IL

07/14/2004 - 07/25/2006

LEHMAN BROTHERS INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/28/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/19/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2017

Series 3 - National Commodity Futures Examination

BC

Issued 07/13/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter P Butler.
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