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Peter Owens Cox

Northwestern Mutual Investment Services, LLC

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About Peter Owens Cox

Peter Owens Cox is a financial advisor at Northwestern Mutual Investment Services, LLC, working out of the Wilmington, NC office. Peter has been in the industry since 1993 and has been with Northwestern Mutual since 2008. Peter is registered with FINRA as a Registered Representative and is licensed in 21 states. Peter has also been registered with the state of North Carolina as an Investment Advisor Representative since 2008. Peter holds the Series 63, Series 66, Series 7, and SIE licenses. Peter is also able to provide clients with life, health, annuity and/or disability income insurance products.

Firm Information

Peter Cox is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Peter Cox’s Registration & Firm History

NC

10/24/2008 - Present

Northwestern Mutual Investment Services, LLC (WILMINGTON NC)

NC

07/28/2006 - 10/07/2008

COMMONWEALTH FINANCIAL NETWORK (SOUTHERN PINES NC)

NC

07/11/2003 - 08/04/2006

WACHOVIA SECURITIES, LLC (SANFORD NC)

MO

10/14/1993 - 06/26/2003

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 04/19/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Peter Owens Cox. Review regulatory record here.
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