Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Otoki is a financial advisor with over 10 years of experience in the industry. Peter is currently registered with Mufg Securities Americas Inc. and is licensed in New York. Peter has experience working with clients in the New York City area. Peter previously worked with BTMU Securities, Inc., RBC Capital Markets, LLC, J.P. Morgan Securities LLC, and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
12/19/2016 - 04/01/2017
BTMU SECURITIES, INC. (NEW YORK NY)
NY
08/29/2011 - 03/05/2013
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/11/2010 - 09/16/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/28/2008 - 08/03/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Peter Otoki is the right advisor for you? Invested Better is here to help.
