Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter O Thomson is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 30 years of experience in the financial services industry. Peter has been with Merrill Lynch since 2009, and has also worked with TD Ameritrade, Charles Schwab & Co., Inc., Main Street Management Company, and CitiCorp Investment Services. Peter holds Series 7 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/19/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
08/04/2004 - 11/11/2008
TD AMERITRADE, INC. (SHREWSBURY NJ)
TX
04/22/2002 - 08/06/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MA
08/06/1996 - 03/15/2002
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NY
09/22/1993 - 06/21/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
05/22/1990 - 09/01/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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