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Peter Nwabuokei Meme

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Peter Nwabuokei Meme

Peter Nwabuokei Meme has been in the financial industry since July 11, 1987 and is currently registered as a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in East Brunswick, NJ. Peter Meme has previously worked at Garden State Securities, Inc., VALIC Financial Advisors, Inc., Equitas America, LLC, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Equico Securities, Inc.. Peter Meme's professional experience includes various specializations, including: fixed income, equities, mutual funds, options, and variable contracts.

Firm Information

Peter Meme is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Meme’s Registration & Firm History

NJ

04/20/2016 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (EAST BRUNSWICK NJ)

NJ

02/18/2011 - 04/28/2015

GARDEN STATE SECURITIES, INC. (SCOTCH PLAINS NJ)

NJ

04/15/2010 - 02/28/2011

VALIC FINANCIAL ADVISORS, INC. (BEDMINSTER NJ)

NJ

12/14/2004 - 08/21/2009

EQUITAS AMERICA, LLC (NEW BRUNSWICK NJ)

NY

10/07/2002 - 12/07/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

04/22/1996 - 07/12/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/23/1986 - 04/16/1996

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

07/23/1986 - 04/16/1996

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/20/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/21/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1995

Series 7 - General Securities Representative Examination

BC

Issued 07/18/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 6 public disclosures for Peter Nwabuokei Meme. Review regulatory record here.
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