Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Nicholas Ruma is a financial advisor registered with the state of Ohio. Peter is also a registered representative for LPL Financial LLC and Gould Ruma Financial Advisors. Peter has been in the financial industry since September 23, 1987. Peter has worked at several firms including MONY Securities Corporation, The Mutual Life Insurance Company of New York, LPL Financial LLC and Gould Ruma Financial Advisors. Peter specializes in working with individuals, businesses, investment clubs, charitable organizations, pension and profit-sharing plans and state or municipal government entities. Peter's areas of expertise include financial planning, portfolio management for individuals and businesses, investment company products and variable contracts and securities industry essentials.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
05/09/2005 - Present
LPL Financial LLC (TOLEDO OH)
NY
09/24/1987 - 05/09/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
09/24/1987 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BOTH
Issued 02/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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