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Peter Nicholas Cuddy

Citizens Securities, Inc.

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About Peter Nicholas Cuddy

Peter Cuddy is a registered investment advisor representative with Citizens Securities, Inc., and has over 10 years of experience in the financial services industry. Peter has been with Citizens Securities, Inc. since 2019. Previously, Peter was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Lincoln, Rhode Island and Santander Securities LLC in Guaynabo, Puerto Rico. Peter holds several securities licenses and is registered to provide investment advice in multiple states, including California, Connecticut, Florida, Maryland, New Jersey, New York, Pennsylvania, and Rhode Island. Peter provides investment advice to a wide range of clients, including individuals, high-net-worth individuals, businesses, and corporations.

Firm Information

Peter Cuddy is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Cuddy’s Registration & Firm History

RI

12/10/2019 - Present

Citizens Securities, Inc. (WESTERLY RI)

RI

05/01/2015 - 02/14/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)

RI

10/14/2014 - 04/01/2015

SANTANDER SECURITIES LLC (RUMFORD RI)

RI

06/07/2011 - 09/24/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)

RI

03/28/2011 - 05/03/2011

PRUCO SECURITIES, LLC. (WARWICK RI)

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Licenses & Designations

IA

Issued 07/19/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/08/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2017

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/23/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2011

Series 7 - General Securities Representative Examination

BC

Issued 03/26/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Nicholas Cuddy.
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