Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Borowsky is a financial advisor with UBS Financial Services Inc. working out of the NEW YORK, NY office. Peter has been in the financial industry since September 4, 1987. Peter previously worked at Morgan Stanley, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated, Salomon Smith Barney Inc., Paine Webber Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ladenburg, Thalmann & Co., Inc., and Robyns Capital Corp.. Peter holds the Series 63 and Series 65 licenses, as well as the SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
05/11/2015 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
06/01/2009 - 05/21/2015
MORGAN STANLEY (NEW YORK NY)
NY
11/23/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
07/01/2003 - 11/27/2007
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NY
09/01/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/18/1995 - 09/14/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
05/15/1992 - 12/21/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/08/1990 - 05/27/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/13/1989 - 11/25/1989
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NA
02/28/1989 - 09/19/1989
ROBYNS CAPITAL CORP.
NA
10/22/1987 - 02/24/1989
HAMPTON SECURITIES, INC.
NA
07/21/1987 - 10/28/1987
BRADSTREET CAPITAL, INC.
IA
Issued 11/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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