Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Myles Treacy is a financial advisor with Cowen And Co. in Stamford, Connecticut. Peter has been in the financial services industry since 1993. Peter has worked with a number of firms including Gleacher & Company Securities, Inc., Broadpoint Amtech, Inc., and Deutsche Bank Securities Inc. Peter is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 55, Series 57TO, and SIE licenses. Peter is also registered with the state of Connecticut and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/14/2011 - Present
Cowen AND Co. (Stamford CT)
NY
06/16/2010 - 09/09/2011
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
CT
06/02/2010 - 06/25/2010
BROADPOINT AMTECH, INC. (GREENWICH CT)
NY
02/27/2003 - 05/26/2010
COWEN AND COMPANY (NEW YORK NY)
NY
06/14/1999 - 02/27/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
06/20/1994 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
08/08/1997 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NJ
05/19/1993 - 04/06/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/22/1992 - 06/03/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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