Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Murphy is a financial professional with over 15 years of experience in the financial industry. Peter is currently registered with Natwest Markets Securities Inc. in Stamford, Connecticut. Peter is registered with the Securities and Exchange Commission and has a Series 3, 7, 63, 99TO and SIE licenses. Peter is licensed in all 50 states. Peter's prior employment includes a previous role with Natwest Markets Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/04/2021 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
CT
08/08/2007 - 10/07/2020
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
BC
Issued 05/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2016
Series 3 - National Commodity Futures Examination
BC
Issued 08/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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