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Peter Moukios

Neuberger Berman BD LLC

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About Peter Moukios

Peter Moukios is a registered representative of Neuberger Berman BD LLC. Peter has been in the industry since August 5, 1995. Peter is currently registered in New Jersey and New York. Peter is also registered as an investment advisor representative in New Jersey and New York. Peter has passed the Series 7, Series 63, Series 65, and SIE exams. Peter has been employed by Neuberger Berman BD LLC since July 2008. Peter also provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, which are managed by Neuberger Berman Investment Advisers LLC.

Firm Information

Peter Moukios is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Moukios’s Registration & Firm History

NY

03/29/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

05/30/2007 - 06/30/2008

ROBECO SECURITIES, L.L.C. (NEW YORK NY)

MA

08/30/1993 - 06/28/2005

ROBECO SECURITIES, L.L.C. (BOSTON MA)

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Licenses & Designations

IA

Issued 01/07/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/19/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Moukios.
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